On Escalation

To most people, whether or not a ruler or country “uses” nuclear weapons is a simple choice between either dropping them on the enemy or not doing so. For “experts,” though, things are much more complicated (after all making them so, or making them appear to be so, is the way they earn their daily bread). So today I am going to assume the mantle of an expert and explain some of the things “using” such a weapons might mean.

  1. Making verbal threats. Almost eight decades have passed since the first nuclear weapon was dropped on Hiroshima (without any kind of warning, nota bene). Since then there have been plenty of occasions when countries, statesmen and politicians threatened to use the nukes at their disposal: Eisenhower in 1953 in connection with the Koran War, Khrushchev in 1956 in connection with the Suez Crisis, Kennedy in 1962 in connection with the Cuban Missile Crisis, Nixon in 1973 in connection with the Arab-Israeli War of that year, India and Pakistan in 1998 in connection with the Kargil War, and so on right down to Putin today. Some of the threats have been overt and rather brutal, others more or less veiled. Some were delivered directly, others with the help of a third party.
  2. To put some muscle behind the threat, weapons may be moved out of storage and put on display. Normally everything pertaining to nukes is kept highly secret. Here and there, though, countries have allowed their nuclear warheads, or replicas of them, to be shown, photographed, and celebrated for what they might do to opponents. In particular Russia, China and North Korea like to parade their intercontinental ballistic missiles. True monsters they are, any one of which can demolish almost any city on earth within, say, less than an hour of the order being given. Some such displays are accompanied by verbal threats, others not. At times the sequence is reversed in the sense that display precedes threats rather than the other way around.
  3. Raising the state of alarm. Again contrary to what most people think, putting nuclear weapons to use, in other words commanding and controlling them, is by no means simply a matter of pushing the proverbial button. First, those in charge of the weapons must make sure they are always ready to be launched at a moment’s notice. Second, they must make sure the weapons are not launched by accident, or by unauthorized personnel, or by an authorized person either deliberately disobeying orders or going out of his or her mind. The two requirements, speed (lest the weapons are targeted and destroyed before they can be launched) and reliability contradict each other; making the problem of nuclear command and control as difficult as any we humans have to face. Raising the state of alarm will cut through some parts of the problem—though just how, and to what extent, is rightly kept one of the most guarded secrets of all.
  4. Going a step further, weapons and delivery vehicles may be tested. Pace any number of computer models and exercises, ultimately the only way to make sure one’s nuclear weapons will work is to test them. Such tests, of course, may also be used in an attempt to influence the enemy’s behavior—as was notoriously the case when India and Pakistan both tested a number of weapons back in 1998. Some tests may be conducted in or over some outlying part of one’s own country as American, Soviet, British, French, Chinese, Indian, Pakistani and North Korea ones all were. Others may take place over some part of the vast no-man’s world that constitutes the earth’s oceans; for example, the Israeli-South African bomb said to have been detonated over the Indian Ocean back in 1979. It is also possible to send some of one’s missiles hurtling over enemy country, as North Korea has often done in respect to Japan.

Each of the above mentioned methods represents a different way of (hopefully) “using” one’s nuclear weapons in order to influence the enemy’s behavior without bringing about Armageddon. Historically all have been implemented quite often, some even as a matter of routine. The problem is that, since no country or leader has ever admitted giving way to a nuclear threat, it is hard to say how effective such threats were.

There are, however, additional ways states might put their nuclear weapons to use.

  1. Launching a limited nuclear strike at some less important enemy target such as outlying, more or less unpopulated, spaces or else a ship at sea. All in the hope of scaring the opponents to the point where he’ll give way to one’s demand, but without risking a nuclear response.
  2. Launching a limited nuclear strike at the enemy’s nuclear or, in case he does not have them, conventional forces. Targets might consist of early warning installations, anti-aircraft and missile defenses, troop-concentrations, communication centers, depots, etc.
  3. Launching a limited nuclear strike at the enemy’s industrial infrastructure.
  4. Launching a nuclear strike at all of the targets mentioned in bullets 5 to 7.
  5. Launching a full scale nuclear strike at the enemy’s main demographic centers.

One well known nuclear strategist, Herman Kahn, in his 1962 book distinguished among no fewer than forty different stages on the “escalation ladder.” In practice, there are two reasons why the ladder is largely theoretical. First, the various stages are likely to be hard to keep apart. Second, even if the side using the weapons does keep them apart in his own mind, the other is highly unlikely to share his views. In particular, a strike that one side sees as relatively harmless may very well be perceived by the other as a mortal blow or something close to it, thus bringing about the very retaliation he seeks to avoid.

As far as publicly available sources allow the rest of us to judge, up to the present Putin has limited himself to the first of these nine stages. That is less–considerably less–than some others have done before him. Still day by day his chances of winning” this war seem to dwindle. So the question is, will he stop there?

Thinking the Unthinkable

When a dictatorship is in trouble, ten to one that it will seek a way out in the form of war. Judging by China’s increasingly bellicose behavior in respect to Taiwan over the last few weeks, its dictatorship—and, yes, a dictatorship it is—ten to one that it is in deep trouble indeed. Consider:

  • After decades of sustained economic growth during which per capita GDP increased seventyfold, the point seems to have been reached where the formulae first put into place by Deng Xiaoping during the 1980s no longer work. In particular, as President Xi Jinpin himself is well aware, the gap between rich and poor has grown to the point where it threatens the stability of the regime—as it has done many times in the past. New methods are urgently needed. However, so far there is no sign that they are being discovered, let alone implemented.
  • In many places all over China, unbridled industrialization over the last four decades has resulted in ecological disasters without parallels in Chinese, and perhaps human, history. Unbreathable air. Undrinkable water. Vast quantities of poisonous materials seeping into the ground and reducing or eliminating its fertility.
  • China’s decades-long policy of one child per family has long led to a situation whereby fewer and fewer young people have to support more and more elderly ones, forming a major brake on productivity. So far, attempts to remedy the situation by relaxing some controls do not seem to be working.
  • By the best available evidence Corona originated in China. Next, its spread was encouraged by the Government’s reluctance to allow neutral observers to investigate the disease and do what had to be done. Combined with Beijing’s bullying behavior towards its smaller neighbors, this has caused its international credibility to suffer.

These are but a few of the challenges with which the Chinese Communist—in fact it is anything but Communist—Party has to cope. Whether or not they will actually drive the country to war over Taiwan is anyone’s guess; however, it is possible to say a few words about what such a war may look like.

  •  As so often in the past, the war will be preceded by a period of intensified wireless activity, mobilization, troop movements, news-blackouts, etc.  In theory these and many other preparatory measures should be easily detected by the intelligence services of Taiwan and its allies (primarily South Korea, Japan, and of course the USA). But whether they will be detected, let alone believed and acted upon, is another matter altogether. Think of the German offensive against the USSR, think of the Japanese one against Pearl Harbor. In both cases plenty of warnings were available right under the intelligence services’ noses; yet when they came they did so as complete surprises.
  • As so often since 1939, any Chinese offensive is certain to start in the air with attacks on Taiwan’s headquarters, communication- and transportation centers, anti-aircraft defenses, airfields and missile bases. Taking into account numbers alone, the People’s Liberation Army should be able to win these early combat operations. But then numbers are not everything; Taiwan’s defenses are up to date and well trained. From what one reads it appears they are also prepared to fight.
  • The next stage will be fought primarily at sea. Early on the initiative will be in the hands of the Chinese Navy as it tries to blockade Taiwan and soften it up in preparation of the coming invasion. Taiwan, however, has it own anti-submarine forces and is certain to use them in a determined attempt to resist the aggressor and keep its lines of communication open.
  • Suppose which is by no means certain, that at this stage the PLA can prevail. In that case it will surely use its ships to mount a large scale invasion. That, however, does not mean its problems will be over and victory, automatic. As history shows, sea- to land operations are about the most difficult of all and require a high degree of expertise which the PLA, for lack of experience, does not have. The seas around Taiwan are choppy with strong tides and, during certain seasons, torrential rains; not for noting are they known as The Black Ditch. The coast itself is rockyand hard to navigate. Thus an invasion may fail before it even gets properly started—as twice happened to the Mongols when they tried to invade Japan in 1271 and 1284 and also, to use he most famous example of all, to the Spanish Armada in 1588.
  • A coup de main intended to win a war with a single blow may succeed. Or else, as Putin’s initial invasion of Ukraine showed once again, it may fail. In case it succeeds, little else will remain to be said. In case it fails, a prolonged campaign to break Taiwan’s by no means negligible land forces and subdue the island will ensue. The outcome of such a campaign will depend very largely on the joker on the pack, meaning the US and in particular, its navy. To avoid being trapped in the Strait, the US 7th fleet, which is based  in Japan, will be deployed not west of Taiwan, as  laymen might think, but to the east of it. From there it will send its aircraft in an attempt to stop the invaders either before they touch land or at a later point when it will be a question of keeping their supply lines open.

To sum up, the above difficulties notwithstanding a Chinese attempt to subdue  an isolated Taiwan would stand a reasonable, if by no means certain, expectation of success. However, launching it in the teeth of American military power, the greatest on earth, would be a very risky venture indeed. And this without even considering the ever-present threat of nuclear escalation, whether deliberate or accidental, which literally might bring about the end of he world.

Thinking the unthinkable, as 1960s-vintage strategists used to say.

Confessions of a Marine Corps Sensitivity Trainer

This week someone sent me the following document, originally published at the end of 200I. Considered it too good miss, so I posted it as is without asking for permission. If anyone objects, I will be sorry. But of course I will take the stolen goods offline immediately:

By

Philip Gold

1973 was not a good year to be a Marine. Nam was over. Rebuilding hadn’t begun. And an awful lot of us, myself included, just wanted out. I opted for grad school. But on three occasions in those final months before returning to the halls of ivy, I almost left via the brig.

First came the Inspector Generals (IG) inspection. IGs are the guys they send out from D.C. to see if you’ve complied with the accumulated tonnage of orders, regulations, requirements and general odiosity from the Corps. Usually IGs were bearable, since the inspectors knew they would eventually go back to the operating forces and didn’t want to annoy their once and future comrades too badly. In fact, I wouldn’t have worried at all, except that I’d recently disposed of several hundred classified documents by shredding, and had inadvertently shredded the destruct roster as well, and had no way of accounting for anything.

Fortunately, I did have my master sergeant, aka “Top,” a gent whom nothing had bothered since the Korean War, not even getting invited to those up close and personal “tactical” atom bomb tests of the 1950s nor two subsequent Vietnam tours.

Inspection day dawned with visions of Portsmouth dancing in my head. I sent my scuzziest lance corporal out with a six-by (truck, to you) full of unauthorized gear, with orders to drive around the base until the inspection was over. He returned two weeks later and, when asked about the truck, replied, “You mean I had a truck with me?” But that’s another tale.

The IG team, “all friends of Top,” skipped the crypto vault and headed straight for my field radios: the old AN/PRC-25 backpack variety. You see, the telephone-style handset had a couple connectors inside. Upon sufficient bouncing about, they’d come loose, touch, and short out. So the Corps had issued a technical instruction to epoxy the connectors in place. Unfortunately, there was no epoxy in the supply system, and no one was allowed to spend the 89 cents or whatever on their own. So the IG team set to unscrewing mouthpieces. If you hadn’t epoxied the connectors, they wanted to know why you’d violated the order. If you had, they wanted to know where you got the glue.

Top offered to explain it all to them over a liquid lunch at the staff club. Apparently, he did. And I was safe … until getting stuck at the VIP table at the Camp Pendleton Passover Seder.

Now, as you can imagine, Jewish Marines weren’t all that common back then. Originally I had no intention of making the Seder, but the base Jewish chaplain importuned, and I figured the Reb, as the other chaplains called him (not always respectfully), had enough tsuris without hosting yet another unattended gala. As it turned out, a couple dozen folks blew in, including the base commanding general and the First Marine Division commanding general, and their ladies … two couples with even less desire to be there than I.

A few minutes into the pre-meal rituals, I noticed that the generals and their ladies were imitating everything I was doing, liturgically meaningful or not. So I started making up traditions. They kept copying. Why, they asked, are we doing it this way and everybody else is doing something different? Oh, I assured them, that’s the Ashkenazic custom. We’re going Sephardic. Up at the officiating table, the Reb was turning colors, red to yellow to green, and back again.

We came to the commemoration of the Ten Plagues. Usually, you either dip your finger in your wine glass as each Plague is named or you spoon a bit of wine onto your plate. I started us on finger-dips for two Plagues, then shifted to spoons for two more, then had them banging spoons on plates for two Plagues after that. At this point, they noticed the Reb choking on Plague No. 7 and realized what was going on. Fortunately, generals can never admit they’ve been snookered by lieutenants. That, or they were at least as dinky dau … and/or far more gracious … than I.

Probably just as well that it ended when it did. I was getting ready to walk them around the table for Plagues No. 8 through 10.

Several weeks later, I did have people walking around a table.

Back then, there was racial tension. Lots of racial tension. So the Marine Corps decided that everyone should have Human Relations (HumRel) instruction, 20 hours worth, spread over five mornings. Unfortunately, I was hanging around the battery office, looking for my early-release papers, when the quota for a HumRel trainer came in. So they shipped me off to a weeklong instructors’ course. I graduated first in the class, having gotten a 98 on the true-false test, and they sent me back to teach the gun bunnies what was to become known as sensitivity.

We had a text. Actually, an “Our American Values” quasi comic book. In the 1960s, most basic manuals had gone comic book, including the M-16 rifle disassembly and maintenance guide (Chapter One: “How to Strip Your Sweet 16”), but that’s another story. First four sessions, we sat around a conference table and reacted to the drawings and balloons.

“What do you think, Private Smith?”

“Dunno, sir.”

“What do you think, Corporal Jones?”

“Oh, I agree with Private Smith.”

Fridays were different. That’s when we discussed conditions at the local base, including self-segregation, interracial sex, dapping (elaborate black-power handshakes), et cetera. When we got to the dating stuff, the scrawniest brother at the table made a comment about white male sexual prowess, as explicit as it was uncomplimentary. The nearest Caucasian immediately reached over and began acquainting his head with the tabletop, and there ensued several minutes of mass violence and general bad manners.

Once was nasty enough. When it happened the second cycle, I figured there was a pattern emerging. So did my captain. So did my colonel. So did a general or two, who suggested via the chain of command that a bit more decorum, and no more incident reports that had to go to headquarters, might be nice. Especially if I wanted to avoid being held on active duty for the investigations, which might take forever. So Thursday evening before my final class, I called the area guard shack.

“This is Lieutenant Gold. I’ll be teaching sex education tomorrow and would like the reaction force standing by.”

Next morning, 20 or so Marines sat around the table, revving up. I announced the subject, then opened the door. In marched a dozen Marines in riot gear. They surrounded the table and made not a sound, save for a discreet tapping of their batons on the wall behind them.

We had a fascinating seminar, an open, genuine, and informative exchange of views. I subsequently spent 14 years as a college professor. Would that all my classes had been so … well received.

 

Will Russia Win?

Like almost all other Westerners, at the time the Russian-Ukrainian War broke out in February 2022 I was convinced that the Russians would fail to reach their objectives and lose the war. Putting the details aside, this prediction was based on the following main three pillars.

First, the numerous failures, after 1945, of modern, state-run armed forces to cope with uprisings, insurgencies, guerrilla warfare, terrorism, asymmetrical warfare, and any number of similar forms of armed conflict. Think of Malaysia—yes, Malaysia, so often falsely claimed by the British as a victory. Think of Algeria, think of Vietnam, think of Iraq, think of dozens of similar conflicts throughout Asia and Africa. Almost without exception, it was the occupiers who lost and the occupied who won.

Second, the size of Ukraine’s territory and population made me and others think that Russia had tried to bite off more than it could swallow. The outcome would be a prolonged, very bloody and very destructive, conflict that would be decided not so much on the battlefield but by demoralization both among Russia’s troops and among its civilian population. As, indeed, happened in 1981-1988 when the Soviet Union invaded Afghanistan, only to get involved in a lengthy counter-insurgency campaign that ended not just in military defeat on the ground but in the disintegration of the Soviet Union. This line of reasoning was supported by the extreme difficulty the Russians faced before they finally succeeded in bringing Chechnya, a much smaller country, to heel.

Third, plain wishful thinking—something I shared with most Western observers. Including heads of state, ministers, armed forces, intelligence services, and the media.

Since then four very eventful months have passed. As they went on, the following factors have forced me to take another look at the situation.

First, the Ukrainians are not fighting a guerrilla war. Instead, as the list of weapons they have asked the West to provide them with shows, they have been trying to wage a conventional one: tank against tank, artillery barrel against artillery barrel, and aircraft against aircraft. All, apparently, in the hope of not only halting the Russian forces but of expelling them. Given that the Russians can fire ten rounds for every Ukrainian one, such a strategy can only be a sure recipe for defeat.

Second, a change in Russian tactics. Greatly underestimating their enemies, the Russians started the war by attempting a coup de main against the center of Ukrainian power at Kiev. When this failed it took them some time to decide what to do next; they may even have replaced a few of their top ranking generals. But then they regrouped and switched to the systematic reduction of Ukrainians cities and towns. Much as, in 1939-40, Stalin and his generals did to Finland. As in both that war and World War II as a whole they resorted to what has traditionally been their most powerful weapons, i.e massed artillery. It now appears that the change enabled them to reduce their losses to levels that they can sustain for a long time. Perhaps longer than the Ukrainians who, by Zelensky’s own admission, are losing as many as 100-200 of their best fighters killed in action each day.

Third, Western military technology, especially anti-aircraft weapons, anti-tank weapons, and drones may be excellent. However, limited numbers, the result of years and years of parsimony and the belief that war in Europe had become impossible, plus the need to retrain the relevant Ukrainian personnel, means that it has been slow to arrive in the places where it is most needed. Not to mention the fact that, whereas the Russians are fighting close to home, NATOs lines of communication stretch over hundreds of miles all the way from Ukraine’s borders with Poland, Slovakia and Romania in the west to the Donbas in the east. Almost all the terrain in between is flat, devoid of shelter, and thinly populated.  Meaning that it is ideal for the employment of airpower, precisely the field in which Russian superiority over Ukraine is most pronounced.

Fourth, strict censorship is making the impact of Western economic sanctions on Russia’s population hard to asses. If there is any grumbling, it is being energetically suppressed. Meanwhile, a look at the macroeconomics seems to show that Russia is coping much better than many Westerners expected. Gold reserves have been inching up, enabling Putin to link his currency to gold—the first country to do so since Switzerland went in the opposite direction back in 1999. The Ruble, which early in the war came close to collapse, is back to a seven-year high against the dollar, trend upward. Given the fall in imports as well as the tremendous rise in energy prices, more money is flowing into Russia’s coffers than ever before. Most of that money comes from selling energy, foodstuffs and raw materials to countries such as China and India. China in turn is now the world’s number one industrial power; once its current troubles with COVID-19 are over, it should be well able to provide Russia with almost any kind of industrial product it needs, and do so for a long time to come.

Fifth, the economic impact of the war on the West has been much greater than anyone thought. Saving Ukraine form Russian’s clutches is not like doing the same with Afghanistan. On both sides of the Atlantic inflation is higher than it has been at any time since 1980. Especially in regard to energy, which Russia is refusing to provide Europe with, it is giving rise not just to confusion but to some real hardship. Should it continue, as it almost certainly will, it will give rise to growing popular discontent with the war and demands that their countries’ involvement in it be reduced or brought to an end.  Even if that end means abandoning Ukraine and allowing Putin to have his way with it.

Last not least, beginning with the Enlightenment the West has long preened itself on being a fortress where liberty, law and justice prevail. Now the repeated, highly publicized, requisitioning of the property of so-called oligarchs is beginning to make some people wonder. First, no one knows what an “oligarch” is. Second, the fact that some “oligarchs” have been in more or less close touch with Putin over the years does not automatically turn them into criminals. Third, supposing they are criminals, it is not at all clear why they were left alone for so long and only began to be targeted after the war broke out. Could it be that, in combating the oligarchs, the West is undermining the justice of its cause?

To be sure, we are not there yet. But as growing number of statements that the war is going to be a long one show, it is now primarily a question of who can draw the deepest breath and hold out the longest. And when it comes to that, Russia’s prospects of coming out on top and obtaining a favorable settlement are not at all bad.

Truth to Say, Qui lo Sa?

Now that the initial momentum has been spent and replaced by attrition (on both sides), it is possible to speculate about the outcome of the war everyone has been talking about for the last few months.

So here we go.

Outcome No 1. The Ukrainians, supported by the West, succeed in pushing the Russians out and accomplishing their stated objective, which is to reassert their territorial integrity. Whereupon peace talks get under way and everyone goes home happily enough; this is the way eighteenth century “cabinet wars” used to end. Unfortunately, given the Russians’ shorter lines of communication as well as their superior firepower, this outcome is the most unlikely of all.

Outcome No 2. A variant of this outcome is the possibility that internal developments in Russia will lead to a change of policy. Some of Putin’s collaborators, disappointed with the lack of progress and worried about the long-range prospects of their country (and themselves, of course) mount a coup. Or else the combination of reluctant troops with popular discontent forces them to change course. Speculation about this scenario, particularly the one that sees Putin being forced out of office by illness, has ben rife for months.

Outcome No. 3. As both sides keep sending in reinforcements, stalemate ensues. This, in fact, is the situation at present  As time goes on, the populations of more than one NATO country begin to realize the full cost, economic and social and political, of supporting Ukraine. Dissenting voices begin to be heard and cannot be silenced. Making their way from the bottom upward, they cause part of the leadership to wonder how long this can go on. As discontent spreads Kiev’s own allies start putting it under pressure. By way or doing so they may even start reducing or delaying aid. Think of the American retreats from Vietnam (where they abandoned  their South Vietnamese allies), Iraq (where, back in 1991, they did the same to the Shiites), Afghanistan (where they simply left) and Iraq again. Deprived of Western support, the Ukrainians are forced to make the best peace they can.

Outcome No 4. Reorganizing and bringing their full resources to bear, the Russians renew their offensive. No more attempts to end the war with a singe mighty strike. Proceeding systematically and using artillery in order to reduce their own casualties, they attack one city after another to force it to surrender or, if that does not work, reduce it to rubble. Ukraine cracks under the pressure. The government is forced to flee. Terrorism and guerrilla warfare get under way and are suppressed, albeit at the cost of almost unimaginable death, suffering and destruction. As used to be said of the Romans, they made a desert and called it peace.

Outcome No. 5. Terrorism and guerrilla get under way. However, thanks largely to Ukraine’s large size and long borders with NATO countries, they cannot be suppressed any more than they could  in any number of post-1945 wars.  Long-term chaos ensues and may spread to neighboring countries.

Not only may any of these happen, but they may do so in an endless number of combinations and variations. Truth to say, qui lo sa?

The Iron Dice Keep Rolling

A question about the Ukrainian War that many Westerners have been asking—and that must have been haunting those hard-faced men in the Kremlin ever since they started their offensive on 24 February—is what they, the hard-faced men, have been doing wrong. Also, what the Ukrainians, waging war under the remarkable leadership of President Volodymyr Zelenskyy, have been doing right. Focusing, as far as possible, on the military sphere as opposed to the political and economic ones, and recognizing that the time for a comprehensive analysis of the war has not yet arrived, the following represent some preliminary answers. Such as may also be useful to other militaries which are watching events and trying to draw lessons from them.

What the Russians have been doing wrong

First, the Russians have greatly underestimated the Ukrainians’ determination and willingness to fight. How this could have happened is anything but clear. Perhaps it was born out of previous Russian successes in Georgia (2008), the Crimea (2014) and Nagorno-Karabakh (2020). Or else they may have fallen victim to their own propaganda about Russians and Ukrainians having been one people for so long that the latter would not fight the former in earnest.

Second, and possibly because of the above, the Russians did not mobilize sufficient forces. The above apart, they may also have feared domestic problems in case they went too far in this respect. However that may be, contrary to the prevailing impression in terms of the number of available maneuver battalions the Ukrainians were not at all inferior to the Russians. Fighting on interior lines as they did, in places they may even have been superior.  Conversely, sheer lack of numbers seems to have played a major role in the Russian failure to capture, first Kiev and then Kharkov. To make things worse, most of the Russian ground forces consist of short service, insufficiently motivated and trained, conscripts.

Third, it would seem that the Russian General Staff was unable to decide what the most important objective (Schwerpunkt) of their offensive was going to be. As a result they tried to advance in no fewer than four different directions at once—from the north on Kiev, from the east on the Donbas, and from the Crimea both east and west. Later they even added another thrust, i.e the one on Kharkov. Had the Russians enjoyed a considerable numerical superiority, such a strategy might have been feasible; as I just said, however, of such a superiority there could be no question. As a result, out of the five offensives three, i.e the one against Kiev, the one against Kharkov, and the one reaching west towards Odessa had to be abandoned. Only the one against the Donbas really made progress—but only very slowly, and only at high cost. 

Fourth, the Russians chose the wrong season for launching their offensive: first snow, making movement difficult, then thaw, then mud. There is no question that, militarily speaking, it would have been better to wait another few weeks; why Putin did not do so is unknown.

Fifth, given the scale of preparations and the time it took to make them there was no question of the Russians enjoying the benefit of surprise. Conversely, the Ukrainians had all the time in the world to get ready.

Sixth, as the enormous traffic jam on the roads leading south from Russia to Kiev showed, logistic planning was totally inadequate. The outcome seems to have been on- and off shortages of fuel and ammunition (which, in any modern war, form the bulk of the troops’ requirements) and even food.

Seventh, contrary to expectations the Russians did not make extensive use of their superior air force. First, the attempt to end the war by means of a coup de main directed against a major Ukrainian airport on the outskirts of Kiev ended in failure. Subsequent air operations, all kinds of missiles included, appear to be scattered and ineffective. True, Ukraine’s armament industry has been destroyed. But Russian airpower does not seem to have availed them much against mobile Ukrainian forces in the field.

Finally, a “cyberwar Pearl Harbor,” as it has sometimes been called, did not materialize. To be sure, there has been a great many attacks some of which knocked out websites, disrupted communications, and the like. However, large scale anarchy, let alone paralysis, did not result. Whether that is because of insufficient preparation or because the other side was ready is not clear.

What the Ukrainians have been doing right

First, though both sides have relied on semi-regular militias (including, in the Russian case, mercenaries) to do part of their fighting, this form of military organization has played a greater part on the Ukrainian side than on the Russian one. Not only does this fact help explain the way the latter’s numerical superiority has been largely obviated, but it provided the Ukrainians with a certain kind of flexibility. Enjoying a large degree of autonomy as they do, the militias could not be neutralized simply by striking at central Ukrainian headquarters.

Second, whereas the invaders must generate their own intelligence, the Ukrainians can receive theirs from almost every man, woman and child in the country. The fact that, though the weapons used on both sides are often almost identical, the Russians have chosen to mark theirs with large letters Z helps.

Third, the Ukrainians have been making unexpectedly good use of modern weapons, especially the drones needed for in-depth reconnaissance behind the front. And including also anti-tank and anti-aircraft missiles generously provided by the West.

Fourth, on the whole they have not tried to stop the Russians by waging large sale warfare, army against army, in the open. Instead they defended the cities where winning requires the kind of numerical superiority the Russians do not have.

Finally, while the destruction inflicted on many of Ukraine’s cities has been terrible, wherever possible the Ukrainian military did not fight to the last man and the last bullet. Instead, it regularly left room for their forces’ more or less orderly retreat. Mariupol, where they allowed themselves to be put under siege, is the exception, not the rule. One which, in the future, they would be wise to repeat.

In summary

In summary the Russians, by underestimating the opponent and giving up on surprise, have committed the worst of all military sins. By contrast, the Ukrainians have exploited the Russian mistakes right up to the hilt.

However, two points are worth making. First, the available information is slanted, unreliable and, above all, extremely fragmentary. Nowhere is that more the case than in the number of dead and injured on both sides; as the saying goes, in any war the first casualty is always the truth. Second, this war is by no means over yet. The signs are that the iron dice will keep rolling for a long time, and how they will ultimately land is anyone’s guess.

Where has Cyberwar Gone

 

As others beside me have noted, one of the most astonishing things about the war in Ukraine is the fact that cyberwarfare does not seem to be playing a major role in it. To be sure, there has been what one source calls “a steady drumbeat of attacks, including disinformation campaigns, distributed denial-of-service attacks that temporarily knock websites offline, and ‘wiper’ attacks, which infect computer networks and render them inoperable by deleting all files. But no question of malware taking the place of bullets, shells, rockets missiles and bombs, small and large. No talk of countrywide water, gas, electricity, communication and transportation systems being knocked out by all kinds of oddly-named devices used by either side. Instead, old-fashioned kinetic warfare seems to be not only alive but kicking out ferociously in every direction at once. Just take a look at images filled with wrecked Russian tanks, or, on the other side, some photographs of what much of Mariupol now looks like.

Why the role of cyberwar seems to be so much smaller than expected I do not know. Judging by some articles on the topic that have surfaced on the Net, neither do others. Based on what decades of study have taught me about the relationship between technology and war, though, personally I think there are several possibilities. First, it may be that the difficulties an attacker faces in effectively penetrating an enemy’s computer network in such a way as to make a difference are greater than many experts had thought. Second, the defenders on both sides may have prepared much more effectively than anyone expected. Third, there is the question of secrecy. Meaning that, if there has ever been a field in which holding one’s cards, whether offensive or defensive, close to one’s chest is vital, this is the one.

Such being the situation, I want to provide a fourth explanation. Many of you will be familiar with the name of Giulio Douhet (1869-30). Douhet was a World-War I Italian general originally commissioned into the artillery. In 1922 he published Il dominio dell’aereo, almost certainly the most famous volume on the topic ever written and a cardinal point of reference for practically everything that has been written on it since. However, it is neither this book nor Douhet’s influence on airpower that I want to discuss here. It is, rather, his theories on the way technology, specifically including technological innovation, and war interact. In 1913 Douhet, while still only a major on the general staff, produced an article on that question. It is that article which I have used as my guide.

So here goes.

Stage A. A new technology is introduced. Normally this is done by the inventors and manufacturers who hope to make a profit and turn to the military as a potentially very large customer; also, perhaps, by all kinds of visionaries out to make their ideas known. The idea meets with skepticism on the part of defense officials and officers who, often not before being repeatedly harassed, are sent to examine it. Having conducted a more or less thorough investigation, they submit their report in which they claim that the new technology is simply a toy and will never amount to much. Good examples of the process are provided by the Zeppelin, heavier than air aircraft, the submarine, the torpedo and the tank, all of which were invented before 1914 and all of which initially met this fate. There is even a story about a British regimental commander who, upon receiving a couple of machine guns, told his men to take the “bloody things” to the wings and hide them.

Stage B. The manufacturers do not give up. Having perhaps enlisted (bribed?) a visionary or two, and directing at least some of their efforts at the public at large, they continue to push. Sometimes by offering their invention to an enemy of the country they first approached. Sir Basil Zaharoff, though not an inventor but a merchant, was the undisputed master in this game, selling warships to both Turkey and Greece. Slowly and gradually, the military undergo a limited shift. They are now ready to find out whether there is any way in which they can incorporate the new weapon or weapon system into the existing organizations without, however, acknowledging the need to change that organization in any fundamental way. At times they even start adopting a new invention in order to prevent change; as the German Luftwaffe did when it developed the V-1 as a counter to the early ballistic missiles favored by the land army and as the US Army did with the Redstone missile during the 1950s. Other good examples of the attempt to pour new weapons into old organizations are, once again, the heavier-than-air aircraft and the submarine. And the aircraft carrier, of course.   

Stage C. Quite suddenly, the wind changes. As older officers die or retire, younger ones—those in charge of the new technologies and in favor of them—start shouting their virtues from the rooftops. The more so if the technologies in question can be shown to have played a key role in some recent war. Military history is making a fresh start! They say. The new technologies are about to take over! Everything else is ripe for the dustbin! And so on and so on. Douhet himself set the example. By the time he wrote his book he had convinced himself that armies and navies were about to disappear and that airpower, like the Jewish God in one of the prayers addressed to him, “all alone would rule in awe.” Similar claims on behalf of aircraft were made in the US by General Billy Mitchel; whereas in Britain another officer, Brigadier general John Fuller, was doing the same on behalf of tanks. Nowadays they are being made on behalf of artificial intelligence and autonomous killing machines among other things,

Stage D. It becomes evident that, useful as the new technologies are, they do not provide answers to all problems. As invention is followed by counter-invention, pilots find that they cannot simply bomb the hell out of whomever they want at any time they want. Submariners discover that, without support from the air (later, satellites), their ability to find their targets is very limited. Tanks are threatened by anti-tank guns and missiles and are, moreover, only useful in certain, well-defined, kinds of terrain. Carriers, even such as rely on nuclear propulsion, have to be escorted by entire fleets of anti- aircraft and anti-missile destroyers, anti-submarine destroyers, and supply ships. And autonomous killing machines have a tendency to break lose and kill indiscriminately. Briefly, the new technologies must be integrated with everything else: strategy, tactics, command and control, logistics, intelligence, doctrine, organization, training and what not.

Stage E. Following the usual logistic curve, shown above, the process of reorganization has been driven as far as it will ever be and is now flattening out. Advanced, even revolutionary, weapons and weapon systems have become an integral part of the forces. Perhaps, as in the case of carriers from 1941 on, their lynchpin. By this time most of those who initially opposed the changes are gone. A new generation of officers has risen and takes things as they now are for granted.

Judging by what little is known of the role cyberwarfare is playing in Ukraine, we seem to be taking leave of stage C. Could it be that we are now entering stage D? And if so, what new gizmos will the future bring?

What Putin Wants

First, a disclaimer. President Putin has neither been whispering in my ear nor appearing in my dreams. Nor did his advisers, senior or junior, civilian or military, official or unofficial. Nor, on the other hand, do I necessarily trust any of the usual sources mentioned by Western media. Meaning, their own countries’ intelligence services, the reports of their journalists and cameramen on the ground, tales told by Ukrainian soldiers, tales told by local Ukrainians, tales allegedly originating in Russian POWs, and so on. All these different sources, and many others besides, have their limits. Many also have an ax to grind: either to deny Russian atrocities or to emphasize them as much as possible.  It is as people say. In war, any war without exception, the first casualty is the truth.

That said, and taking into account not merely Putin’s utterances but some knowledge of Russian history—as gained, among other things, by researching and writing my just-published book, I, Stalin—it seems to me that, in invading Ukraine, Putin and his advisers may be credited with a number of objectives. Here they are listed in what I think is an order of ascending importance.

First, wresting the Donbas away from Ukraine and establishing full control over it. As Lenin himself pointed out during his last years, the Donbas by virtue of its vast reserves of coal and iron ore has long had the potential to turn into a first-class industrial zone. To put those reserves to use, all that was needed was organization—Bolshevik organization.  Under Stalin, and starting with the adoption in 1928 of the First Five Year Plan, the wheels began to turn. Except during World War II, when the Germans occupied the region and razed it almost to the last brick and last metal pipe, they have kept turning right down to the beginning of the present conflict. Of all Putin’s objectives, this is the most likely to be achieved.

Second, establishing a land-bridge between Russia and the Black Sea. Long ago, it was Prussia’s Frederick the Great who said that a province to which one had access by land was worth ten times as much as one to which no terrestrial link existed. Russia’s difficulties in reaching a year-round, ice-free port are a matter of historical record. Occupying the corridor between Mariupol and the Crimea will go a considerable way towards solving the problem. It will also greatly complicate any future Ukrainian attempt to regain the Crimea, which back in 2014 the Russians annexed. I consider it just possible that Putin will achieve this objective.

Third, on the way to achieving these objectives, making sure that any future Ukrainian regime will always serve Russian interests first and foremost. Presumably this would mean a. Some kind of collaborationist government in Kiev; and b. Setting up military bases within the country so as to better control it if necessary. Briefly, something similar to the system the Soviets used between 1945 and 1989 in order to govern their East European vassals. As things look at present, this objective almost certainly will not be achieved.

Fourth, never forget that Russia without Ukraine is a country; Russia with Ukraine is an empire. As Putin has said many times, his objective is to reverse the “catastrophe” of 1989-1991 when the Soviet Union, lost its security zone to the west as well as vast other territories. Nor is this a trivial matter. During the Cold War the distance from the River Elbe, which marked the border between East and West, and Moscow was around 2,000 kilometers. With the former East Germany, the Baltic Countries, Poland, Slovakia, Hungary, Romania and Moldavia all having escaped Moscow’s control, that distance was cut by half; should the Ukraine too become part of NATO,  it will be down to about 850. Now a security zone 850 kilometers wide may seem plenty to most non-Russians. Certainly it does so to an Israeli who grew up in a country only 16 kilometers wide at its narrowest point. But perhaps the Russians, who twice during the twentieth century saw their country invaded and who suffered tens millions of dead as a result, may be forgiven for thinking differently. Certainly Putin is not the only one to think in such terms. Surfing the Net, just recently I came across an alleged American plan to occupy Mars as a necessary step towards protecting the U.S against a combined Russo-Chinese attack launched from the moon. Or was it the other way around? Anyhow. This objective, too, almost certainly will not be achieved.

Fifth, securing for Russia the kind of respect to which, by virtue of its size and power and development and cultural achievements, it feels it is entitled. The West’s chronic underestimation of, and contempt for, Russia, which it perceives as a backward country lacking both good government and many of the amenities of civilized life is also a matter of historical record. Starting some three hundred years ago, the Russian intelligentsia—roughly translatable as that part of the population which has some education and is interested in ideas beyond those directly tied to people’s own daily worries—have been aware of it and resented it. This objective, too, will not be achieved; if anything, to the contrary.

Sixth, as a direct result of all these, securing for Putin personally what he sees as his rightful position as the heir of Alexander Nevsky, Ivan the Dread (not the Terrible, I am told), Peter the Great, Catherine the Great, and Stalin. Nevsky, for beating back the Estonians, Swedes, Danes, and the Teutonic Order. Ivan, for defeating the Livonians and the Tatars as well as effectively founding the Russian State with its center in “The Third Rome,” as Moscow is sometimes called. Peter, for beating back the Swedes and the Persians as well as his heroic efforts to pull up a recalcitrant Russia and modernize it. Catherine, for annexing the Ukraine (it was under her rule that Russian power first reached the Black Sea) as well as the lion’s share of Poland. Stalin, because it was under his regime that Russia/the Soviet Union reached the peak of its power, making the rest of the world tremble in front of it. Of all Putin’s objectives, this one is the least likely to be achieved.

A final point. Seen through Western eyes, these and all other Russian rulers were autocrats of the worst kind whose most important instruments of (miss) rule were the knout, the labor camp, and the hangman’s noose.  But that is not how Putin himself sees things. According to him, Russians do not need either liberalism or democracy. The reason being that, unlike Westerners, they trust their leaders.

So, he claims, it has been in the past. And so, no doubt, he hopes it will be in the future.

The Guessing Game

There are two cardinal reasons why President Putin has almost certainly lost the war he launched over a month ago. Both are as old as history, and both were set forth by Clausewitz around 1830. First, a military operation, large or small, is much like pouring water from a bucket (the metaphor is mine, not Clausewitz’s); the further away from its point of origin it flows, the more momentum it loses and the more vulnerable it becomes to counterattacks directed both against the spearheads and against the attacker’s lines of communication. Just think of Napoleon in 1812. Having invaded Russia with 600,000 men, by the time he reached Moscow he only had 100,000 left; all the rest had either perished by battle, disease and fatigue or been left in the rear to garrison key positions there. 100,000 troops were not nearly enough to force a decision, let alone hold the country down. And so all it remained for him was to retreat.

The second and even more fundamental reason is that time works against the attacker. Why? Because, under most circumstances, conquering and appropriating is harder, and requires greater force, than holding and preserving. An offense that does not attain its objective—from the attacker’s point of view, that would mean a better peace—within a reasonable amount of time is certain to turn into a defense. Think of Hannibal in 218-17 BCE, think of Hitler in 1941-42. Again this applies to any military operation, large or small, old or new.

So far, Putin’s war has proceeded in four stages. First, a combination of geography and numerical superiority enabled his forces to operate on external lines and invade Ukraine from four different directions (northwest, north, east and south) at once. Second, enjoying both numerical and technological superiority, and some logistic problems notwithstanding, those troops pushed the Ukrainians aside and reached the outskirts of the most important Ukrainian cities such as Kharkov, Kiev, Kherson, and Mariupol (important because of its command of the Sea of Azov as well as the road from the Donbas to the Crimea) and put them under siege. Third, especially at Kherson and Mariupol, they tried their hand at urban warfare. Only to find, as countless others before them have also done, that such warfare tends to be very bloody and very destructive. The difficulty of obtaining intelligence, the excellent shelter cities provide to those who defend them, and the way rubbish-filled streets canalize and hamper the attacker’s movements all contribute to this result; between them they cause cites to swallow up armies the way sponges take up water.

Fourth, and rather predictably, the Russians switched from attempts to capture Ukrainian cities to subjecting them to artillery bombardment. Just as, some twenty years ago, they did in Grozny. In Kherson and Mariupol the tactic worked, at any rate up to a point. However, Kiev and Kharkov are much larger than either of those. Besides, Ukraine itself is a large country with many urban areas, large and small. Not even the Russian army, famed for its reliance on artillery, has enough guns to take them on all at once; whereas doing so one by one will require enormous amounts of time which, for the abovementioned reasons, Putin simply does not have.

Fifth, the offensive having exhausted itself, stalemate will set in if, indeed, it had not done so already. Stalemate having set in politics, which right from the beginning played a very important role, will start playing an even more important one. All sides will have a strong interest in ending the war. Hence attempts will be made to do so on terms all of them —Russia, Ukraine, NATO—will find more or less acceptable or at least capable of being presented as such.

Just what the final settlement will look like is impossible to say; most probably, though, it will include the following elements. First, there can be no question of doing away with Ukraine as an independent country and nation. Second, there will be no subservient government in Kiev as there is in Minsk. Third, Russia will make no important territorial gains beyond those made in 2014 and even its ability to hold on to those is in some doubt. Fourth, Ukraine will not officially join NATO, let alone have NATO forces stationed on its territory; but other, more limited, forms of cooperation between the two entities will certainly be established and maintained. Fifth, Putin may, but not necessarily will, lose his post.

Finally, never forget that war, though it makes use of all kinds of physical assets such as numbers of troops, weapons, equipment, roads, communications, topographical and geographical obstacles, and so on, is a human drama above all. As such it is critically affected by every kind of human, often incalculable, drives and emotions; which, collectively, shape the fighting power of both sides. Taking all this into account, it becomes only too clear that anything that can be said about the way future campaigns will develop is no more than what Clausewitz calls a calculus of probabilities.

So it has been, and so it will remain

Chaos

As far as anyone can make out, the situation in Ukraine is nothing if not chaotic. Russian forces are said to be advancing on all fronts. Ukrainian forces claim success after success in slowing down the aggressors or even halting them. Now cities are said to have been cut off, now it appears that, in reality, they are not. Cities are occupied, or else they are not and the two sides keep fighting over them. Convoys seem to be get stuck for days on end, but no one knows why. The Russians are running out of supplies. The Russians so far have only committed about three quarters of their forces. The Russian air force is said to be either held back or ineffective, yet President Zelensky keeps begging the West to impose a no fly zone.

Both sides accuse the other of committing war crimes and provide casualty figures; but neither is at all complete or reliable and there is good reason to believe that many are neither. A maternity hospital is said to have been hit, but whether it was done deliberately or as part of what is euphemistically known as “collateral damage” is obscure. The Western sanctions on Russia are working, or else they are little more than a nuisance that can be taken care of with Chinese help. The Russians are running out of young soldiers (hard to believe, since Russia’s birthrate, while below the replacement figure, is actually higher than that of Ukraine). Putin is winning on all fronts. Putin knows he has bitten off more than he can swallow and is desperately looking for a way out. Putin is ill. Putin is mad. Putin is about to be deposed, though no one knows by whom.

Millions of messages are being sent, intercepted, recorded, decrypted, stored, and analyzed by every possible means from artificial intelligence down. Some are even being falsified. To make things worse still, joining the Niagara of words is a tsunami of images. Attempting to prove their claims, both sides are publishing countless photographs, clips, videos, or whatever they are called. And that does not even include the millions of images sent out by the media on their own initiative. However, most of the time it is impossible to say who took them, when, where, in what context, and for what purpose. To say nothing of the fact that, since the uniforms worn by both sides and much of the materiel they use are broadly similar, it is often impossible to say what is what. One gets to see a shot up vehicle; but who destroyed it impossible to say. One sees wrecked building; but who wrecked it and why is impossible to say. A corpse is shown lying on the pavement; but whose corpse it is, and who killed him, is anything but clear. Briefly, it is not true, as Hitler’s propaganda minister Joseph Goebbels used to say, that bilder luegen nicht. Indeed that itself is perhaps the greatest lie of all.

Except for the sheer amount of information being passed around, there is nothing new or exceptional about all this. Sun Tzu, the ancient Chinese soldier-scholar who probably wrote his Art of War around 500 BCE, says that all warfare is based on deceit and that, of all the ways to defeat an enemy, tricking him is the swiftest and the best (also in the sense of being the least bloody). Carl von Clausewitz, the Prussian general and military theorist who wrote vom Kriege during the 1830s, says that, in war, almost all information (Nachrichten) is contradictory, false, or both. Napoleon, who though neither a theoretician nor a writer was one of the greatest commanders who ever lived, adds that making sense of the confusion is a task not unworthy of geniuses such as Isaac Newton and Leonhard Euler. He himself, incidentally, was a master of deceit—a talent he displayed not just on campaign, as by “stealing a march” on his enemies, but while playing cards as well.

For all the vast technological apparatus it uses, modern war has not been exempt from these problems. To the contrary, in some ways it has made them worse than ever. One factor responsible for this is the sheer amount of information in the hands of, or being generated by, decision makers, soldiers, intelligence services, the media, and individuals on all sides. Let me provide just one example of what this may mean. Back in 1991 headquarters US Marine Corps, preparing to invade Kuwait, received a million and a half satellite-images of the terrain in front of it. This, on top of other kinds of information too numerous to detail here. So enormous was the flood that the images were almost entirely useless—the manpower, the expertise and the time needed to make them useful where simply not available. Since more was being added every hour, processing all of them would have lasted literally forever. The development of artificial intelligence may have alleviated some of these problems. But certainly not all.

A second problem originates in the illusion that we are in full command of our faculties, meaning that our senses provide us with a realistic idea of the world around us. In fact, however, this is by no means always the case. Our minds are colored by fear, elation, hope, despair, disappointment, and a thousand other emotions. Coming on top of this, often what we see depends, not on incoming information but on what we are; as shaped by education, training, prejudice, and so on. No two people, no two organizations, are the same or see the world in the same way. Which means that, even if all the relevant information is available, the task of entering into the enemy’s mind and guessing his intentions is very difficult, not seldom impossible.

Third, in war all these problems are exacerbated by what Clausewitz calls its Strapazen. War is the most strenuous activity any human can engage in by far. To those who have not gone through it the mental and physical stress are simply unimaginable. Partly because of the ever present danger to limb and life, one’s own and those of others; and partly, at the upper levels, because the fate of countries and populations may very well depend on it. Such is the strain that it often causes even the very bravest and most stable to behave somewhat strangely. If not all the time, then certainly some of it. Under such conditions no wonder (as Napoleon said) that false reports proliferate. Some people see entire armies where, in fact, there are none; others don’t see armies even when those armies are right in front of their noses. 

A final point that, as far as I am aware, analysts have raised rarely if at all. It goes without saying that, ceteris paribus, the chaos of war affects both the conqueror and the conquered. However, as a rule creating order out of chaos—the conqueror’s task—is a lot harder than doing the opposite; think, for example, of building a new wall brick by brick as opposed to taking up a sledge hammer and bringing it down. Without imposing order on a recalcitrant country, the Russians cannot win. As a result, this factor will probably work in favor of the defender. The Israelis in Lebanon, the Soviets in Afghanistan and the Americans in both Afghanistan and Iraq all tried their hand at this game. Ultimately, to no avail.

Ukraine is a large country with long, hard to seal, borders as well as tens of millions of able and highly motivated inhabitants. Chances are that the same will happen in this case.